A Study of Defense Improvement in IT Revolution Era

 

by Kazumasa KOBAYASHII

Member of Research Committee, DRC

 

1.     IT Revolution and National Security of Japan

 

(1) Overview of IT Revolution

a. IT Revolution and Its Features

 IT revolution may be defined as gemerging revolutionary changes in human activities based on rapid development of IT(information technology) using computers and communications.h While the question whether this tendency maybe called erevolutionf would be evaluated later, it is inevitable that the role of military power in the national security will be greatly impacted by this trend, which also ought to be considered to continue for sometime. Its features include:  (i) Capability to share high-volume information simultaneously by great many people; (ii) Rapid penetration into the international communities ahead of national controls; (iii) Sooner progress in the fields closely related to the public life; and (iv) Those who do not aspire will be left behind.

b. Development of IT Revolution and Present Status in Japan

 IT revolution is still expanding.  While the U.S. lead is unchanged, in Europe and part of Asia, particularly in Korea and China, it is quickly developing, and gradually permeating into Asian and African countries.  The expansion is significant in the areas of economy and mass media, but is relatively slower in the military field.

     In Japan, the IT revolution seems to lag about 3-5 years behind the U.S. in terms of technologies and degrees of permeation. This delay has seemingly been caused by the lingered improvement of infrastructure in both software and hardware as part of national policies. Because of their insufficient understanding of IT revolution, the bureaucrats and military officers (SDF) are strongly required to reform and intensify their awareness.  For the time being, the success of ongoing gElectronic Government Driveh will be an indication of future progress of Japanese IT revolution.

(2) IT Revolution and Japanfs National Security

a. Influence on National Security Policies of Japan

     IT revolution is significantly affecting Japanfs national security policies.  Particularly in Japan Defense Agency/Self Defense Forces (JDA/SDF), it is essential to lay down, and immediately carry out, .the necessary measures, with special notice on the following.

(i) It is required to review size of forces, their structure, equipment and operation, since the mere traditional military power can hardly address emerging threats, such new threats as terrorism and cyber attacks brought about by IT revolution.

(ii) Responding to accelerating operations and a variety of unpredictable situations requires the nation to make decisions more rapidly, and to build and improve, in close cooperation with related governmental agencies and US Forces, the C4ISR which will be capable to support more accurate actions by appropriate military power.

(iii) Furthermore, collaborative efforts with other agencies, local governments and private communities are essential to counter asymmetrical threats, to which only limited actions can be taken by JDA/SDF.  It should be accelerated to build up robust domestic IT infrastructure necessary to enable those proper activities.

(iv) It is vital to hold fast to the Japan-U.S. security framework to cope with new threats, and interoperability between the systems as well as between Japanese and U.S. activities.

(v) In order adequately to carry out the security policies in the IT revolution era, together with promotion of international cooperation, close attention is required to international and domestic public opinion trends; in some cases, with aggressive efforts to build up public opinion.

(vi) One of security policies in IT era not to be neglected is the efforts to stabilize and improve peoplefs living basis. In that event, given the progressed IT revolution, it should be kept in mind that improvement of the nationfs living basis should come along with improved level of world living standards.

b. Influence on Japanese Defense Policies

    In laying down Japanese national defense policies, it is required to be deeply aware of IT revolution being under way and, in particular, to focus on the following:

(i) Establishing missions, organizations, and procedures of forces, in consideration of complicated and expanded situations, and accelerated situational changes.

(ii) Clear legislative assignment of JDA/JSDFfs is shared missions to counter asymmetrical threats as a prerequisite to close and essential solidarity with related agencies, local governments and others.

(iii) Organic utilization of commercial technologies, and outsourcing of personnel where specific experience and knowledge in the specialized areas and services are available and do not necessarily require JSDF personnel.

(iv) Promoting uses of sea and space, and establishment of defense systems.

In preparing defense policies, items on which more attention will be needed are:  [1] Degree of development in Chinese IT revolution; [2] Quantitative and qualitative changes in U.S. military power; [3] Progress of IT revolution in Europe; and [4] Extent of advances in other fields than military affairs.

 

2. Development of IT and RMA (Revolution in Military Affairs).

IT revolution has been spreading not only in military affairs but also in overall social life such as economic activities, social activities, and mass media.  RMA, recently being developed mainly in the U.S., should be understood as a reviewing project on the armed forces which were built up in the entangled complexity of changes of threats, development of various technologies and social transformation.   This rapid development of IT in recent years is a factor for RMA.  Since IT revolution and RMA are different ideas with different attentions, it is wrong to understand that only IT revolution is the cause of RMA.  Therefore, in discussing RMA, it is required to go beyond simply examining IT-related portions, but to view broadly the environmental changes such as social and economic activities.

(1) What is RMA?

    According to the FY99 U.S. Annual Defense Report, RMA is gthe situation in which significant advances in technologies produce drastic development in military capabilities, combining with organizational and doctrine reforms,h and it should be understood that there are important factors in the background, such as revolutionary changes in social and economic activities, limited defense budget, and respect for human life.

(2) Features of Armed Forces with Well-Pursued RMA.

    When RMA progresses, Command, Control, and Intelligence functions essential for every situation will be rapidly and flexibly systemized in any gtime and placeh to allow commanders through ranks to share information, and all persons concerned will be able to get large amount of necessary information simultaneously. That is the completion of modernization in C4ISR. In armed forces evolved in such a state, only such elements as necessary for operational objectives would be chosen by the mission purpose out of widely dispersed Ground, Maritime, and Air units, which could be systemized to operate jointly and flexibly concentrating the power in necessary area and time.  Furthermore, information superiority would be constantly secured, long-range rapid precision attacks would be made possible, and battlefield and airspace control would be facilitated.  Associated with such epoch-making changes in the operation of forces, required quantity of weapons can be reduced, while rigorously pursuing the followings:  [1] Multi-layered protection of warriors and equipment by missile defense and others; [2] Rapid, adaptable, and precise combat service supports by fusing of intelligence, logistics and transportation technologies; [3] Seeking for significant reduction in attrition rates: [4] Expedited and efficiency-increased acquisition and procurement.  And we must take it to heart that much increased effect in safety and efficiency of human power can be expected as well.

(3) Aspect of Future War

a. Forms of Warfighting Will Vary Greatly

Warfighting by armed forces evolved in RMA will change, from the war of exhaustion between armed forces, to the fights of obtaining superiorities in infrastructure such as space-based and undersea information communications and reconnaissance, to the shock-projecting battles to national and military centers, and to the network-centric warfare with vital information networks of highly information-oriented national systems. That is, information war with full use of high-tech will play an important role.  Also, available precision attacks would greatly speed up theater movement and expansion, and operations.  Moreover, development in mass media would force any combat always to consider international and domestic public opinion, and the requirement for more respect for human life would accelerate less-manned and unmanned operations

b. Targeting Will Shift Away from Enemy Military Centers

At the outbreak of war, establishment of information superiority will be pursued by destroying and neutralizing enemyfs C4ISR systems, air defense systems, including satellites.  In other words, focus would be on cyber attack against essential national infrastructures and military centers, or precision attacks will make full use of guided precision munitions and others, or preemptive covert attacks with computer virus.  Infrastructure related to commercial information communications and broadcasts, including those in space, will be important attack targets.

c. Attacking Means Will Be Diversified

While traditional attacking means of weapons such as aircraft and missiles will be maintained, in addition to those, various types of attacks will be conducted in cyber attacks, with CB weapons, laser weapons, and the like.

d. Protection Efforts Will Become Important

In association with diversified attacking ways, it will be essential to enhance warning postures continuously with full use of various C4ISR systems including reconnaissance satellites, and therefore, it would be strongly required to secure robustness of the C4ISR systems and the important infrastructures, and to sustain strong and sturdy countering capabilities against enemyfs precision attacks to military centers.

(4) Limits of RMA

a. Discussions on the Direction of RMA

With further progress in IT revolution and more distinct reforms in economic activities, several ideas could be seen regarding how and in what forms the RMA would evolve in the future.  First is so-called gIT technology for IT technologyfs sake.h The idea is to promote systems networking, focused not on traditional platforms such as aircraft and ships, but on development of electronic technologies, sensors, computers and the like, and primarily thinking of military equipment in these terms.  Network-centric warfare in the U.S. Forces is considered as a good example. Second is what is called as gair power preference.h  This idea asserts that air power such as stealth fighters/ bombers and missile defense systems must be the one which leads RMA. Thirdly, RMA is believed to evolve as phenomena accompanying with information-orienting of society.  In other word, regarding only the high-tech information warfare, and reducing relative necessity of offensive weapons and others.

b. Skepticism as to Realization of RMA

Although we ought to think that progress in IT revolution will necessarily result in progress of RMA, will it not be natural, since technologies provide the basis of RMA, to regard that revolutionary changes is not be expected, but only continual development?  In the near future, possibility of large-scale conflicts is very low, and larger is the possibility of disturbances involving asymmetrical threats such as terrorist attacks, so RMA may be said to advance steadily in such fields.  However, it would be too early to expect innovatory changes throughout military powers.  Because the progress of information-orienting could lead to overflow of information, confusion of peoplefs minds, and great impacts in case of the information systems neutralization, the traditional weapon systems including nuclear weapons will remain more effective for territorial occupations as primary military role and presence.

 

3. Handling of Issue in Asian Nations           

 

(1) China

The Chinese Defense White Paper of 1998 has shown their recognition of RMA, saying gChanges in military fields leading to the development of high-tech weapons is now emerging all over the world.  This reform is rapidly evolving,h and definitely stating that they will gaim at readiness for defense operations under the condition of current technologies, especially of high-techs, in conformity with the significant change in global military communities.h  Actually, they have started a long-term modernization plan that intends to expand equipment and training while cutting the personnel down by 500,000.  That is, they have changed operational conditions from gunder general conditionsh to gunder high-tech conditions,h as well as organizations and trainings from gquantity/size-basedh to gquality/function- based.h

(2) Russia

Based on lessons learned from the Gulf War, classification of strategic, tactical and operational divisions by the battlefield depth was abandoned, and being aware of advantages of preemptive attacks and lessened roles of land power, they have focused for the directions toward military modernization on:  [1] Corps dfelite formed by volunteers; [2] Emergency deployment capability of ground forces; [3] Investment in high-tech air power; [4] Review of air defense networks; [5] Automated C3I systems and improved guidance capabilities of weapons; and others.  Progress has been seen in trials for applying information technologies into service unification.  However, with their economic troubles, the official concept for information RMA seems to be undetermined.

(3) Republic of Korea (South Korea)

Based on lessons learned from the Gulf War, they have stated that gthe improved defense power focusing only on countering the current North Korean threats and weapon systems will soon become outmoded and is insufficient to counter future uncertain threats.h  Also emphasized is the transformation to gthe advanced-technology-dominant weapon systems surviving in the future high-tech wars, while taking countermeasures against the existing North Korean threats.h   In 1996, they created a gRevolution in Military Affairs project team (RMA)h in the Defense Ministry to propel the transformation.

 

4.     RMA and National Security of Japan

 

(1) Understanding of RMA and Aspects of Future War

a. Awareness of present Status

The Defense Agency has been highly concerned with RMA, and has carried out studies, such as the gConcerning Information RMAh report released in September, 12th year of Heisei (2000) by the Office of Research, Defense Policy Department, reflecting their researches and findings.  Those are from desks and armchairs, however; JDA may be noted insufficient to have a unified understanding and definite policies on the issue.  In the gNational Defense Program Outlineh and gMid-Term Defense Buildup Program (1996-2000),h they do not refer to dynamic reforms in JSDFfs equipment and organization, but only adding some flavors of fund saving factors to the legacy line of policies.

b. Possibility of RMA Occurrence

In rising expectation to JSDF for responses against large-scale disasters and asymmetrical threats, RMA is believed to evolve partially and gradually in association with advances in IT revolution.  In our country, because RMA will require the background of social and economic activities, the severe degree of shortage of defense budget and human resource as well as the degrees of evolution in IT technologies, will be the key to the rate of progress of RMA.  We must understand that the possibility would be low of booming evolution of RMA throughout the areas of military power, even if continued efforts will take places for RMA in all those areas.  As for the directions of RMA described in the section 2. (4), it would be sound to view that composite-type RMA fusing those three ideas mentioned would obtain.  Because of difficulty in confirming the results from RMA through actual combats, every nation appears to observe the progress in the U.S. and develop its own RMA considering its domestic circumstances.  It is also a question whether and how far the doctrines, organizations, equipment systems, procedures and others could really be reformed.  Success of RMA seems to rest on peoplefs awareness of reformation, but, since there are some doubts in effects of presence to prevent conflicts and such, I am skeptical if we could expect full-scale evolution of RMA.

However, it is shocking to examine the present status of JSDF to find that RMA has progressed only too little.  Today, in face of diversified mission requirements for JSDF, it is so doubtful whether we should leave them with the current organization and equipment, and operational procedures without any change.  With significant changes in the post-Cold War security environment, and as IT revolution progresses, do we not have the need to propel RMA?  I believe what the people expect is that JDA/JSDF must promote RMA without waiting for any external factors and exert early efforts to realize the Japanese-style RMA.  Where there is a strong will to propel RMA, there will be 100% possibility of occurrence of RMA, and we should never spare efforts.

(2) Our Ways to Pursue RMA

a. Premises for RMA Promotion

(i) In the studies of course of our defense systems, the worst case analysis which was the mainstream of Cold War should give way to the focus on the responses to more likely scenarios.  At that time, looking straight at the real world with our geographical environment and its changing implication, determined courage is needed to cut off the past fetters.

(ii) For the detail and substantial discussions of defense power to be secured, considering our own peculiar realities such as the spirit of the Constitution, the national consensus, youth population decrease and aging society, and the geographical environment, it is necessary to pursue our unique and original RMA while trying to harmonize with RMA in the U.S. Forces (USF).

(iii) It is important to have the fundamental attitude holding fast to the Japan-U.S. Security Framework now and in the future.

b. Items to be Focused in Pursuing RMA.

(i) Effort is required to increase effectiveness of the Japan-U.S. Security Framework in the national interest of Japan.  However, at that time, we have to understand that the blind following of U.S. ways may bring risks because of differences in the national interests and national defense strategies of the two nations.

(ii) Interoperability is extremely important effectively to conduct the combined operations.  In addition to current interoperability among platforms and various systems, that of networks is important.  This has to be taken into consideration for its COE which JDA is currently improving.

(iii) A system facilitating flexible responses for diversified defense roles should be established, and more emphasis needs to be on securing the capabilities to respond against asymmetrical threats.

(iv) R&D should be positively furthered on necessary advanced military technologies.  Out- sourcing needs to be promoted extensively as well as international cooperation on R&D.

(v) Carefully observing changes in the social structure and trends of peoplefs consciousness, we should build up a system capable of efficiently carrying out the JSDF activities together with other agencies, local governments, industry, and so forth, while defining the functions that are possible only by JDA/JSDF.

(vi) Carefully observing the actualities of decreasing social tolerance for damages in association with the development of decreasing youth population and mass media influence, and taking still more care of the lives of JSDF personnel, policies are required to enhance human lives security.  Consideration is essential to include personal expenses in the life-cycle costs, in the examination of equipment acquisition.

(3) A Consideration on RMA for JDA/JSDF

a. Basic Understanding.

(i) JSDF will be positively used for defense of Japan as it is now, and for contribution to construct more stable security environment, typically represented by PKO.

(ii) JSDF will be also used more positively to respond to intrusion by suspicious vessels, guerrilla and special forces, attacks by biological weapons and various disasters.

(iii) Increase in defense budget will not be expected, nor personnel increase.     

b. Consideration for Japanese-style RMA

The strategic environment surrounding Japan and the internal situations differ from those of the U.S.  So, it is quite questionable to promote RMA in the same way as the U.S. does, even if the Japan-U.S. Security Framework is so important.  Surely the fact is that we have to learn many things from the USF and may apply similar way of thinking to various fields.  In the following sections, I will discuss substantial issues for the realization, referring to the U.S. ways and ideas, and keeping in mind what and how our RMA should be.

(a) Posture for Warning and Surveillance

We have to keep the capable posture to detect, analyze, and report in extensively broad situations including indications of terrorism, suspicious vessels and guerrilla as well as disasters.  The urgent task is to establish a consolidated information network integrated with not only JSDF but also USF, related agencies, diplomatic establishments abroad, local governments, etc., as well as to build up a system capable to take proper actions with quick decision making in response to situational changes.  And I believe we must completely fulfill the posture to counter new threats, even if we would, instead, have to cut down significantly the former information structure meant for full-size military intrusions.

(b) Operational Procedures of Defense Power

(i) Regarding the homeland defense operations, we need to convert the system from countering limited and small-size landing invasions in the Cold War era, to being focused on power concentration against specific threats.  In particular, fulfillment of the joint operational system of forces essential to the defense of southern sea lanes and islands is needed.

(ii) For the situations in the surrounding areas, it will be vital to secure the structure capable to conduct combined operations with USF, and to fulfill logistic support systems.

(iii) For missile defense, harmonious cooperation with U.S. structural improvement will be important, and so-called power sharing will be focused on.

(iv) For the risk management for terrorism, disasters and such, it is necessary to clarify the role assignment with related ministries and agencies, as well as to secure the system capable of taking quick and accurate actions.  At that time, we should be rid of the idea that JSDF alone must respond to all, and should adopt the idea of role sharing to be complementarily responsible for specific areas.

(c) To Secure Human Power

(i) The land power needs to be transformed mainly with corps dfelite high-tech divisions.  Accordingly, the uniformed personnel allotment to each service needs to be reviewed.

(ii) The review is needed on the jobs currently assigned to uniformed personnel, and those assignments should be limited to the jobs specifically required for uniformed personnel.  In other words, the job areas with high risks to life are for the uniformed. Therefore, it is indispensable to improve status and treatment of the military personnel, and to increase civiliansf capacity of military knowledge.

(iii) Simulations should be utilized for analyses and estimates required for headquarters activities and for the functions needing high experience and knowledge, outsourcing, mainly to veterans (so-called OB), should be positively used.

(d) Acquisition and Procurement of Equipment

The acquisition and procurement reform that has been done for several years in JDA only remained in contract procedures, leaving itself far behind that of Western countries that have pushed it forward aggressively.  We should seek for acquiring gitems of higher quality, at lower cost, more rapidly, and more efficiently.h

 

In Conclusion,

RMA in JDA/JSDF has only just started.  Highly original outcome is expected to be introduced without any past fetters.  This study, although limited by the authorfs insufficient capacity and may well be unrefined, I would be happy to offer this for the readersf information.  

 

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